Business Conduct

Allen Investment Management, Inc is a Registered Investment Advisory (RIA) firm.

AIM does not accept commissions or any other forms of compensation.  100% of the revenue to our firm comes in the form of direct payment from our clients.  

We charge a simple percentage-of-assets-under-management (“AUM”) fee.  This arrangement is one that we believe is the most fair to both our clients and our firm. It ensures that our professional interests are aligned with our clients'—to the extent that we help them make smart decisions with their money: investing well, avoiding unnecessary hidden fees and taxes. The more you succeed and prosper; the more our company grows and succeeds.

While the financial market is a complex system, that doesn’t mean it requires a complex strategy. Understanding and perspective are the keys to better decision making. 

We have had the opportunity to see first-hand the impact that the strict adherence to our simple and time-tested financial principles have had on the lives of our clients and their families. It is these experiences, and the hopes that we will be able to duplicate these outcomes for many individuals and families in the future that gives us purpose, the strength and continued confidence to provide financial leadership to all clients who have decided to partner with us

Being independent gives us the ability to act and make decisions that are truly in our clients’ best interests. Without the burden of short-term performance benchmarks, we have the advantage of focusing on the long view, and the freedom to construct the kind of portfolio that will best serve our clients investment goals.

We will build you a customized portfolio using individual securities, not annuities or mutual funds. We continuously strengthen your individual portfolio over time by acquiring better and stronger combination of individual high-quality stocks, dividend stocks, ETFs, and bonds. We create and manage broadly-diversified portfolios and endeavor to keep our clients on track and disciplined under all market conditions.